JR/T 0183-2020 in English
VALIDInvestor identification code for securities and futures industry
- Issued on:2020-02-26
- Implemented on:2020-02-26
- File Format:PDF
- Delivery:Via email within 1~3 business days
$146.00
| Standard No: | JR/T 0183-2020 |
| Document status: | VALID |
| Title in English: | Investor identification code for securities and futures industry |
| Title in Chinese: | 证券期货业投资者识别码 |
| Language: | English |
| File Format: | Electronic (PDF) |
| Delivery: | Via email within 1~3 business days |
| Issued on: | 2020-02-26 |
| Implemented on: | 2020-02-26 |
| ICS Classification: | 03.060-Finances. Banking. Monetary systems. Insurance |
| Chinese Classification: | A11-Finance and Insurance |
| Professional Classification: | JR-Finance |
| Related Keywords: | social credit code credit code
investor identification code product registration code securities industry social credit code certificate |
| Related Topics: | invest
Pregnant steel column certificate securities capital delivery period The difference between G1 phase and G2 phase investor futures What is the difference between G1 and G2 phases? Southwest Securities Futures knowledge Ruiling Investment FRI inspection qualification JR/t |
本标准规定了证券期货业投资者识别编码的术语和定义、编码长度及结构、编码分配、投资者名称命名规则、投资者身份识别证件类型、投资者身份识别证件号码、其他辅助识别信息。
本标准适用于为证券期货业市场的投资者分配统一的投资者识别码。
Introduction
Interpretation of the core content of the standard
| Elements | Natural person investors | Institutional investors | Product investors |
|---|---|---|---|
| Type code | 18 | 19 | 19 |
| Document requirements | Resident ID card/pass | Uniform social credit code | Credit code of manager + product registration |
| Naming rules | Real name | Full name of institution | Product Specification Name |
Technology Evolution Analysis
This standard realizes the unification of investor identity identification in the securities, futures, and funds markets for the first time:
- 2014: The securities industry began to pilot the One-Code Account
- 2018: The financial futures market was included in the unified system
- 2020: This standard is used to achieve full industry coverage
Implementation Recommendations
Operational Guidelines for Financial Institutions
- Establish a two-person review mechanism for investor identity information verification
- Investors of the product need to check the validity of the registration documents
- The documents of overseas investors need to be verified through the SWIFT system
Typical application scenarios
When opening an account for a private equity fund product, you need to provide:
- The manager's unified social credit code certificate (9113***********)
- Product registration code of the Fund Industry Association (SA******)
- Full name of the product (XX Securities-YY Bank-ZZ Asset Management Plan)
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