GB/T 39596-2020 in English
VALIDCoding specification of securities investment fund
- Issued on:2020-12-14
- Implemented on:2021-07-01
- File Format:PDF
- Delivery:Via email within 1~3 business days
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《GB/T 39596-2020证券投资基金编码规范》由TC180（全国金融标准化技术委员会）归口，TC180SC4（全国金融标准化技术委员会证券分会）执行，主管部门为中国人民银行。
Introduction
Standard Background and Evolution
This standard was upgraded to a national standard based on the implementation of JR/T 0085-2012. It was jointly formulated by the People's Bank of China and more than 20 institutions including China Securities Depository and Clearing Corporation. It mainly solves the problem of disordered coding in the fund industry and establishes a unified coding system covering the entire market.
Core term definitions
| Terms | Definition | Application scenarios |
|---|---|---|
| Fund product primary code | A 6-digit unique identifier based on the fund contract | Fund contract filing and regulatory submission |
| Money market fund | Funds that only invest in money market instruments | Short-term financial management, cash management |
| Bond fund | Funds that mainly invest in bonds | Fixed income investment |
Detailed explanation of encoding rules
4.1 Encoding structure
Use 6-bit pure digital encoding, which complies with the requirements of GB 18030-2005 character set.
- Exchange funds: HS market uses numbers starting with 50-59, SS market uses numbers starting with 15-19
- Over-the-counter funds: uniformly allocated by the securities and futures industry standardization organization
4.2 Allocation principles
The one contract, one main code system is implemented. Sub-codes are allowed to be allocated under special circumstances:
- Funds with different net asset values/returns
- Class A/B shares of money market funds
- Class C/D shares of bond funds
Comparison of old and new standards
| Dimensions | JR/T 0085-2012 | GB/T 39596-2020 |
|---|---|---|
| Legal effect | Industry standard | National standard |
| Coding management | Decentralized management | Centralized filing system |
| Coverage | Publicly offered funds | All market fund products |
| Special share processing | Not clearly stipulated | Detailed sub-coding rules |
Implementation suggestions
Requirements for fund managers
1. New products should apply for coding at the same time as the contract is filed
2. Existing products must complete the code supplement before July 2021
3. A main code-sub-code mapping table should be established for multi-share products
Requirements for custodians
1. Establish a code verification mechanism to ensure the code accuracy in transaction messages
2. Fund products that are not coded according to the standard should be rejected
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