GB/T 40147-2021 in English

Analysis of the core framework of the standard

GB/T40147-2021 has established a three-dimensional science and technology evaluation framework that includes basic principles, procedural specifications and element systems. For the first time, the standard systematically proposes 11 basic principles of "independence, objectivity, fairness, science, professionalism, credibility, pragmatism, responsibility, standardization and respect", and specifies the implementation requirements of each principle.

Comparative Analysis of Evaluation Criteria

Key points for implementing the evaluation procedure

Suggestions for the implementation of the factor system

For the 11 evaluation factors proposed in Chapter 6 of the standard, it is recommended that:

• Object definition: Adopt "three lists" management (positive/negative/exemption lists)
• Method selection: Establish a method toolbox to match the innovation stage (basic research→applied research→industrialization)
• Result application: Construct an "evaluation-decision-feedback" closed-loop mechanism

Background of standard evolution

This standard is an upgrade of the 2016 "Technology Evaluation Work Specifications", with the following major innovations:

• Add the "Respect" criterion to reflect the requirements of scientific research ethics
• Strengthen the digital transformation clauses of evaluation (6.8e, 6.10d)
• Clarify the joint liability of evaluation institutions (4.9e)