JR/T 0261-2022 in English
VALIDSpecification for exchange of customer information in securities company
- Issued on:2022-11-14
- Implemented on:2022-11-14
- File Format:PDF
- Delivery:Via email within 10 business days
$1,087.00
本文件规定了证券公司客户账户信息模型、数据表属性、数据格式及客户信息的交互要求。
本文件适用于证券公司内部系统间、证券期货机构间，及与第三方机构间进行客户信息交换。
Introduction
Standard Overview
JR/T 0201-2022 was jointly developed by the Science and Technology Supervision Bureau of the China Securities Regulatory Commission and will be implemented on November 14, 2022. It standardizes the scenarios, models and technical implementations of customer information exchange among securities companies.
Core content structure
| Module | Main content | Number of data tables |
|---|---|---|
| Customer account information | Basic information, capital/securities accounts, suitability, etc. | 13 sheets |
| Customer asset information | Capital assets, on-site securities, option contracts, etc. | 5 sheets |
| Customer liability information | Margin trading, stock pledge and other contracts | 4 sheets |
| Change flow | Funds/Securities/Modified assets change records | 7 sheets |
Key technical specifications
Data format requirements
Use XML non-real-time file interaction, the file name must contain: Basic table name+Securities company code+Date (such as cust_base_[company code]_YYYYMMDD.xml)
Field attribute definition
| Attribute | Description | Example |
|---|---|---|
| Field type | C(character)/N(numeric value)/D(date) | C20 means 20 characters |
| Primary key rule | Combined fields to ensure uniqueness | Fund account + market participation code |
| Code reference | Preferentially adopt the SDOM model standard | DIMLS009 currency code |
Implementation suggestions
- System transformation:The counter system needs to output 9 categories and 29 data tables according to the standard
- Verification mechanism:Establish field-level verification rules (such as logical verification of the validity period of certificates)
- Data security: Encryption compression (such as ZIP+AES256) should be used during the transmission process
- Regulatory reporting: Pay attention to the real-time repurchase amount calculation rules for margin trading contracts
Evolution analysis
Main enhancements compared with the previous version:
1. Added option contracts and over-the-counter products asset types
2. Detailed 11 status codes for stock pledge contracts
3. Supplemented fields related to cross-border business (such as LEI code)
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